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  2. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    The Uniform Investment Adviser Law Examination consists of 130 questions plus 10 pretest questions that cover topics applicants must know to provide investment advice to clients. Applicants have 180 minutes to complete the examination, and must answer at least 94 (72%) of the questions correctly to pass the Series 65 exam. [3]

  3. List of asset management firms - Wikipedia

    en.wikipedia.org/wiki/List_of_asset_management_firms

    In general, an AMC is a company that is engaged primarily in the business of investing in, and managing, portfolios of securities. A study by consulting firm Casey Quirk, which is owned by Deloitte , found that asset management firms ended 2020 with record highs in both revenue and assets under management .

  4. T. Rowe Price - Wikipedia

    en.wikipedia.org/wiki/T._Rowe_Price

    Two years later it created target-date retirement funds. [23] In 2010, T. Rowe Price bought a significant interest in Unit Trust of India, India's oldest mutual fund company and one of its five largest. [24] Since 2000, T. Rowe Price has opened global offices in locations ranging from Madrid and Dubai to Stockholm and Sydney. [25]

  5. Vanguard vs. TD Ameritrade: Which Is Best? - AOL

    www.aol.com/vanguard-vs-td-ameritrade-best...

    Users can trade no-transaction-fee mutual funds without commission, but no-load mutual funds cost $49.99 to trade. TD Ameritrade does not charge for online trading of stocks, mutual funds and ETFs.

  6. Financial adviser - Wikipedia

    en.wikipedia.org/wiki/Financial_adviser

    A Registered Investment Adviser (RIA) refers to an IA that is registered with the SEC or a state's securities agency and typically provides investment advice to a retail investor or registered investment company such as a mutual fund, or exchange-traded fund. Registered Investment Advisors are regulated by either the SEC or by the individual ...

  7. TD Waterhouse - Wikipedia

    en.wikipedia.org/wiki/TD_Waterhouse

    TD Waterhouse Canada Inc. is a Canadian financial services corporation headquartered in Toronto, Ontario.It is a wholly owned subsidiary of Toronto-Dominion Bank.The company does business through several divisions, namely TD Direct Investing, TD Wealth Financial Planning, and TD Wealth Private Investment Advice. [1]

  8. Mutual fund - Wikipedia

    en.wikipedia.org/wiki/Mutual_fund

    A mutual fund is an investment fund that pools money from many investors to purchase securities.The term is typically used in the United States, Canada, and India, while similar structures across the globe include the SICAV in Europe ('investment company with variable capital'), and the open-ended investment company (OEIC) in the UK.

  9. List of mutual-fund families in the United States - Wikipedia

    en.wikipedia.org/wiki/List_of_mutual-fund...

    The following is a limited list of mutual-fund families in the United States.A family of mutual funds is a group of funds that are marketed under one or more brand names, usually having the same distributor (the company which handles selling and redeeming shares of the fund in transactions with investors), and investment advisor (which is usually a corporate cousin of the distributor).