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  2. Federal Rules of Civil Procedure - Wikipedia

    en.wikipedia.org/wiki/Federal_Rules_of_Civil...

    Rule 14 allows parties to bring in other third parties to a lawsuit. Rule 15 allows pleadings to be amended or supplemented. Plaintiffs may amend once before an answer is filed, a defendant can amend once within 21 days of serving an answer, and if there is no right to amend, seek leave of court ("leave shall be given when justice so requires.")

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    Annual report pursuant to section 13 and 15(d) (and amendment thereto) 10-KT, 10-KT/A Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto) 10-Q, 10-Q/A Quarterly report pursuant to section 13 and 15(d) (and amendment thereto) 10-QT, 10-QT/A Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto)

  4. Form 144 - Wikipedia

    en.wikipedia.org/wiki/Form_144

    Form 144, required under Rule 144, is filed by a person who intends to sell either restricted securities or control securities (i.e., securities held by affiliates).Form 144 is notification to the SEC of this intention to sell and must take place at the time the sell order is placed with the broker-dealer.

  5. Declaratory judgment - Wikipedia

    en.wikipedia.org/wiki/Declaratory_judgment

    The filing of a declaratory judgment lawsuit can follow the sending by one party of a cease-and-desist letter to another party. [6] A party contemplating sending such a letter risks that the recipient, or a party related to the recipient (i.e. such as a customer or supplier), may file for a declaratory judgment in their own jurisdiction, or sue for minor damages in the law of unjustified threats.

  6. Form 10-Q - Wikipedia

    en.wikipedia.org/wiki/Form_10-Q

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, the 10-Q is an SEC filing that must be filed quarterly with the US Securities and Exchange Commission. It contains similar information to the annual form 10-K, however the information is generally less detailed, and the financial statements are generally unaudited.

  7. Civil procedure in the United States - Wikipedia

    en.wikipedia.org/wiki/Civil_Procedure_in_the...

    Early federal and state civil procedure in the United States was rather ad hoc and was based on traditional common law procedure but with much local variety. There were varying rules that governed different types of civil cases such as "actions" at law or "suits" in equity or in admiralty; these differences grew from the history of "law" and "equity" as separate court systems in English law.

  8. Interpleader - Wikipedia

    en.wikipedia.org/wiki/Interpleader

    a counter-notice is duly given by the creditor under Rule 85.4(3), but; the third party then fails to commence the application to the court which is required under Rule 85.5, and; the provisions of Rule 85.5 impose no time limit by which the application under that Rule must be made by the creditor or other party claiming an interest. [20]

  9. Code of Federal Regulations - Wikipedia

    en.wikipedia.org/wiki/Code_of_Federal_Regulations

    A few volumes of the CFR at a law library (titles 12–26) In the law of the United States, the Code of Federal Regulations (CFR) is the codification of the general and permanent regulations promulgated by the executive departments and agencies of the federal government of the United States.