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Under Note 11 of The Commonwealth of Australia Constitution Act, The Corporations Act 2001 can be seen as still in effect. Australian Financial Services Licence (AFSL) is a legal licence provided by the Australian Securities and Investments Commission (ASIC) enabling the operation and activities of Australian financial services businesses. [1]
The Corporations Act 2001 sets up a uniform approach to the regulation of financial services through a uniform licensing and disclosure regime. The general regulatory position is that a person (whether an individual or corporate entity) carrying on a financial services business in Australia must, unless exempted, hold an Australian financial services licence (AFSL) issued by ASIC.
Regulatory Guide 146 (RG 146) on Training of financial product advisers, formerly known as policy statement 146 (PS 146) is an Australian financial regulation issued by the Australian Securities & Investments Commission (ASIC) related to the minimum training required by individuals selling financial products. [1]
Anti-Foreign Sanctions Law (AFSL) is a law of the People's Republic of China.Developed in response to increasing international sanctions targeting PRC officials and entities and passed by the Standing Committee of the National People's Congress on June 10, 2021, on an accelerated basis without public consultation, it establishes a comprehensive legal framework enabling the Chinese government ...
Social Security is the U.S. government's biggest program; as of June 30, 2024, about 67.9 million people, or one in five Americans, collected Social Security benefits. This year, we're seeing a...
It's not uncommon for companies to impose certain requirements for their remote workers. You may find a perfectly legitimate job that requires you to have internet and phone access at home, for ...
A responsible entity is a peculiarly Australian invention designed to replace the manager/trustee in managed investment schemes. It was created by the Managed Investments Act 1998 , which made significant amendments to the prescribed interest provisions contained in the Australian Corporations Act .
Some banks charge fees each month for simply holding your money, but many of the best high-yield savings accounts charge no monthly maintenance fees if you can meet account requirements. Minimum ...
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