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  2. Electronic Fund Transfer Act - Wikipedia

    en.wikipedia.org/wiki/Electronic_Fund_Transfer_Act

    An Act to extend the authority for the flexible regulation of interest rates on deposits and accounts in depository institutions. Nicknames: American Arts Gold Medallion Act: Enacted by: the 95th United States Congress: Effective: November 10, 1978: Citations; Public law: 95-630: Statutes at Large: 92 Stat. 3641 aka 92 Stat. 3728: Codification ...

  3. What's Covered Under Regulation E Banking Rules? - AOL

    www.aol.com/whats-covered-under-regulation-e...

    Reg E gives you the right to dispute eligible transactions with your bank. It also limits your liability for fraudulent transactions. So, say that you see a debit card purchase for $100 on your ...

  4. Regulatory affairs - Wikipedia

    en.wikipedia.org/wiki/Regulatory_affairs

    Regulatory affairs (RA), is a profession that deals with an organization’s adherence to regulatory compliance.. It is a position mostly found within regulated industries, such as pharmaceuticals, medical devices, cosmetics, agrochemicals (plant protection products and fertilizers), energy, banking, telecom etc. Regulatory affairs also has a very specific meaning within the healthcare ...

  5. OMB A-133 Compliance Supplement - Wikipedia

    en.wikipedia.org/wiki/OMB_A-133_Compliance...

    Part III: Compliance Requirements – This section provides guidance and description on the 14 types of compliance guidelines established by federal agencies which summarize the compliance with federal laws and regulations in a general way. It also provides the auditor with certain audit objectives and suggested audit procedures to facilitate ...

  6. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Every business day, S-1 forms are filed with the SEC's EDGAR filing system, the required filing format of the U.S. Securities and Exchange Commission. However many of these are of the related Form S-1/A, which is used for filing amendments to a previously filed Form S-1.

  7. Certificate of analysis - Wikipedia

    en.wikipedia.org/wiki/Certificate_of_analysis

    the demographics or details of any ancillary entities associated with the tested product (e.g., distributor or cultivator, as with cannabis products) a clear description of the identity of the product/material/sample; a clear identifier of what type of testing was performed (e.g., "regulatory compliance testing")

  8. Legal governance, risk management, and compliance - Wikipedia

    en.wikipedia.org/wiki/Legal_governance,_risk...

    Legal compliance is the process or procedure to ensure that an organization follows relevant laws, regulations and business rules. [5] The definition of legal compliance, especially in the context of corporate legal departments, has recently been expanded to include understanding and adhering to ethical codes within entire professions, as well.

  9. Regulatory technology - Wikipedia

    en.wikipedia.org/wiki/Regulatory_Technology

    Regulatory technology, Abrv: RegTech, is the use of information technology to enhance regulatory and compliance processes. RegTech is most usefully applied to heavily regulated industries and activities such as financial services, gaming, healthcare, pharmaceutical, energy and aviation.