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  2. Internal control - Wikipedia

    en.wikipedia.org/wiki/Internal_control

    Internal control, as defined by accounting and auditing, is a process for assuring of an organization's objectives in operational effectiveness and efficiency, reliable financial reporting, and compliance with laws, regulations and policies. A broad concept, internal control involves everything that controls risks to an organization.

  3. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    Detailed guidance about performing the TDRA is included with PCAOB Auditing Standard No. 5 (Release 2007-005 "An audit of internal control over financial reporting that is integrated with an audit of financial statements") [1] and the SEC's interpretive guidance (Release 33-8810/34-55929) "Management's Report on Internal Control Over Financial ...

  4. ISA 400 Risk Assessments and Internal Control - Wikipedia

    en.wikipedia.org/wiki/ISA_400_Risk_Assessments...

    It serves to require the auditor to understand the client's accounting system and internal control system and to assess control risk and inherent risk. The objective is to determine the nature, timing and extent of substantive procedures in order to reduce audit risk to an acceptable low level.

  5. Internal audit - Wikipedia

    en.wikipedia.org/wiki/Internal_audit

    Internal auditing is an independent, objective assurance and consulting activity designed to add value and improve an organization's operations. It helps an organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. [1]

  6. Statements on Auditing Standards (United States) - Wikipedia

    en.wikipedia.org/wiki/Statements_on_Auditing...

    Special-Purpose Reports on Internal Accounting Control at Service Organizations full-text: December 1982 45: Omnibus Statement on Auditing Standards-1983 full-text: August 1983 46: Consideration of Omitted Procedures After the Report Date full-text: September 1983 47: Audit Risk and Materiality in Conducting an Audit full-text: December 1983 48

  7. SSAE No. 18 - Wikipedia

    en.wikipedia.org/wiki/SSAE_No._18

    SSAE 18 section 320, titled "Reporting on an Examination of Controls at a Service Organization Relevant to User Entities’ Internal Control Over Financial Reporting", defines two types of report formats, type 1 and type 2, that vary in their content, which further differentiates the level of service to be performed in an attestation engagement ...

  8. Entity-level control - Wikipedia

    en.wikipedia.org/wiki/Entity-Level_Control

    This standard contains the standards over performing an audit of internal control over financial reporting that is integrated with an audit of financial statements. The auditor must test entity-level controls that are important to the auditor's conclusion about whether the company has effective internal control over financial reporting .

  9. List of AICPA Audit and Accounting Guides - Wikipedia

    en.wikipedia.org/wiki/List_of_AICPA_Audit_and...

    Consideration of internal control in a financial statement audit full-text: 15-02: 1996: Consideration of internal control in a financial statement audit full-text: 16-01: 1959: Generally accepted accounting principles for contractors full-text: 16-01a: 1959: Auditing in the construction industry full-text: 16-02: 1965: Audits of Construction ...