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  2. Form 8-K - Wikipedia

    en.wikipedia.org/wiki/Form_8-K

    Form 8-K is a very broad form used to notify investors in United States public companies of specified events that may be important to shareholders or the United States Securities and Exchange Commission. This is one of the most common types of forms filed with the SEC.

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The most commonly filed SEC forms are the 10-K and the 10-Q. These forms are composed of four main sections: The business section, the F-pages, the Risk Factors, and the MD&A. The business section provides an overview of the Company. The F-pages contain the financial statements which are either audited or reviewed by an independent auditor.

  4. Form 10-K - Wikipedia

    en.wikipedia.org/wiki/Form_10-K

    A Form 10-K is an annual report required by the U.S. Securities and Exchange Commission (SEC), that gives a comprehensive summary of a company's financial performance. . Although similarly named, the annual report on Form 10-K is distinct from the often glossy "annual report to shareholders", which a company must send to its shareholders when it holds an annual meeting to elect directors ...

  5. Coinbase renews its push for tokenized securities as the ...

    www.aol.com/finance/coinbase-renews-push...

    Coinbase’s renewed talk of tokenized securities comes as the SEC, led by interim chair and industry-friendly commissioner Mark Uyeda, ends a series of lawsuits and investigations into crypto ...

  6. List of members of the Securities and Exchange Commission

    en.wikipedia.org/wiki/List_of_members_of_the...

    The president also designates one of the commissioners as chairman, the SEC's top executive. Service may continue past term expiration [1] up to eighteen additional months. [2] This page is sorted by president and date of appointment; a second list sorts the page by SEC member's employment with private firms.

  7. SEC charges 8 social media influencers, alleging $100M ... - AOL

    www.aol.com/finance/sec-charges-8-social-media...

    SEC charges 8 social media influencers, alleging $100M pump-and-dump stock scheme. Alexis Keenan. Updated December 14, 2022 at 12:22 PM. The U.S. Department of Justice and the Securities and ...

  8. US SEC closes investigation into Robinhood's crypto arm with ...

    www.aol.com/us-sec-closes-investigation-robin...

    The retail trading platform's shares were up 3.3% in premarket hours. Robinhood had received a so-called 'Wells notice' in May last year, which is issued when the SEC is planning to bring ...

  9. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...