Search results
Results from the WOW.Com Content Network
The SEC in 2018 filed a complaint alleging that Musk had misled Tesla investors. In 2023, the SEC said it was seeking a court order to compel Musk to testify as part of its investigation into his ...
(Reuters) -OpenAI whistleblowers have filed a complaint with the U.S. Securities and Exchange Commission, calling for an investigation over the artificial intelligence company's allegedly ...
In a complaint filed in Washington, D.C. federal court, the SEC said Musk violated federal securities law by waiting 11 days too long to disclose his initial purchase of 5% of Twitter's common shares.
2019: The SEC first contacts the LDS Church over its reporting structure. [9] 2020: EP files a consolidated disclosure for the first time. [11] 2023: On February 21, the SEC announces publicly the charges against the LDS Church and EP, along with the settlement. The church agrees to pay $1 million and EP agrees to a $4 million penalty. [9]
In a parallel action, Pfizer H.C.P. Corporation paid a $15 million penalty to resolve the DOJ's FCPA investigation. Also in August 2012, the SEC charged Bruce Cole, former CEO and chairman of Mamtek U.S., for executing a scheme to defraud investors and making material misrepresentations and omissions in connection with the July 2010 offer and ...
The U.S. Securities and Exchange Commission has given Elon Musk until Monday to respond to an offer to resolve a probe into the billionaire's $44-billion takeover of Twitter in 2022, a source ...
Although investigation is conducted on a confidential basis, this notice, as well as its response, is public information that can be used in later public hearings among other things. [ 2 ] [ 3 ] Regulators are not legally required to provide a notice; however, it is the practice of the SEC and the Financial Industry Regulatory Authority (FINRA ...
For premium support please call: 800-290-4726 more ways to reach us