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  2. Chartered Financial Analyst - Wikipedia

    en.wikipedia.org/wiki/Chartered_Financial_Analyst

    The Chartered Financial Analyst (CFA) program is a postgraduate professional certification offered internationally by the US-based CFA Institute (formerly the Association for Investment Management and Research, or AIMR) to investment and financial professionals.

  3. CFA Institute - Wikipedia

    en.wikipedia.org/wiki/CFA_Institute

    In 1962, the Chartered Financial Analyst (CFA) designation and code of conduct were established. In 1963, the profession was formalized when 284 candidates sat for the first CFA exam and 268 CFA charters were awarded. [9] [10] The following year, all 3 levels of the exam were administered to more than 1,700 candidates. [8]

  4. Fiduciary vs. Financial Advisor: What’s the Difference? - AOL

    www.aol.com/finance/fiduciary-vs-financial...

    A financial advisor who manages investments like stocks and bonds must have a license and register with the Securities and Exchange Commission. The following titles can fall under the umbrella of ...

  5. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    The Securities Commission of Malaysia (Suruhanjaya Sekuriti Malaysia) provides an overview of licensing/certification in the country for those who deal in securities, derivatives, financial planning, etc.

  6. Your Financial Advisor Should Be a Sworn Fiduciary - AOL

    www.aol.com/finance/financial-advisor-sworn...

    According to Robert R. Johnson, PhD, CFA, CAIA, and professor of finance at the Heider College of Business at Creighton University, your advisor being a fiduciary is a must.

  7. What is a fiduciary duty? - AOL

    www.aol.com/finance/fiduciary-duty-200000841.html

    Fiduciary duty is a legally binding responsibility of a professional to act in the client’s best interests. If they have agreed to act as a fiduciary, they cannot act in the best interests of ...

  8. Financial adviser - Wikipedia

    en.wikipedia.org/wiki/Financial_adviser

    A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice.

  9. Is My Financial Advisor a Fiduciary? - AOL

    www.aol.com/finance/financial-advisor-fiduciary...

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