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  2. Schedule 13D - Wikipedia

    en.wikipedia.org/wiki/Schedule_13D

    Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must promptly update the Schedule 13D filing to reflect any material change in the facts disclosed ...

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  4. Schedule 13G - Wikipedia

    en.wikipedia.org/wiki/Schedule_13g

    Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement.

  5. ZaZa Energy Corporation Provides Update on Schedule 14C and ...

    www.aol.com/news/2012-11-21-zaza-energy...

    ZaZa Energy Corporation Provides Update on Schedule 14C and Form 13D Filings Management Displays Long-Term Conviction Through Personal Grant Program HOUSTON--(BUSINESS WIRE)-- ZaZa Energy ...

  6. United States corporate law - Wikipedia

    en.wikipedia.org/wiki/United_States_corporate_law

    Schedule 13D, within 10 days anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company must tell the SEC. SEA 1934 §13 or 15(d) requires an annual report; Form 10-K, the basic information required by the US Securities and Exchange Commission as an annual report

  7. Calgon Carbon Responds to 13D Filing - AOL

    www.aol.com/news/2013-01-22-calgon-carbon...

    Calgon Carbon Responds to 13D Filing PITTSBURGH--(BUSINESS WIRE)-- Calgon Carbon (NYS: CCC) today acknowledged that Starboard Value and Opportunity Master Fund Ltd. ("Starboard") filed a 13D ...

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