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  2. Independent Investment Management Initiative - Wikipedia

    en.wikipedia.org/wiki/Independent_Investment...

    The IIMI gives a voice to independent, owner-managed firms that are entirely focused on and aligned with the interests of their clients and investors. Since 2010, an old fashioned “client-centric” approach has enabled entrepreneurial firms in the Square Mile and beyond to emerge as a growing force in a financial industry dominated by global ...

  3. Rockefeller Capital Management - Wikipedia

    en.wikipedia.org/wiki/Rockefeller_Capital_Management

    Rockefeller Capital Management (RCM) is an independent wealth management and financial services firm, founded in 2018. The firm offers family office, asset management, and strategic advisory services to high-net-worth individuals and families, institutions, and corporations. Its president and CEO is Greg Fleming.

  4. Cetera Financial Group - Wikipedia

    en.wikipedia.org/wiki/Cetera_Financial_Group

    In April 2014, RCS Capital Corporation purchased Cetera [13] among its acquisitions of other independent broker dealers and registered investment advisers, including First Allied Securities in September 2013; [14] Investors Capital Holdings Ltd., and Summit Brokerage Services, and JP Turner & Company in June 2014; Girard Securities in March ...

  5. Wellington Management Company - Wikipedia

    en.wikipedia.org/wiki/Wellington_Management_Company

    Wellington Management Company is a private, independent investment management firm with client assets under management totaling over US$1 trillion based in Boston, Massachusetts, United States. The firm serves as an investment advisor to over 2,200 institutions [ 2 ] in over 60 countries, as of 30 June 2020. [ 3 ]

  6. Capital Group Companies - Wikipedia

    en.wikipedia.org/wiki/Capital_Group_Companies

    As of 2019, Capital Group had 36 mutual funds, which operate under their American Funds banner and had about US$1.9 trillion under management. [25] Growth Fund of America, founded in 1973, was the largest actively-managed fund as of 2020 with around $150 billion.

  7. Stephens Inc. - Wikipedia

    en.wikipedia.org/wiki/Stephens_Inc.

    Stephens Inc. is a privately held, independent financial services firm headquartered in Little Rock, Arkansas. [1] As one of the largest privately owned investment banks in the United States, [2] Stephens has 28 offices worldwide and employs more than 1,200 people. [3] Warren Stephens is chairman, president and chief executive officer of ...

  8. Roy Niederhoffer - Wikipedia

    en.wikipedia.org/wiki/Roy_Niederhoffer

    R. G. Niederhoffer Capital Management, Inc., was Futures Magazine Top Trader of 2000. [64] Roy G. Niederhoffer Negative Correlation Fund was the Absolute Return Managed Futures Fund of the Year in 2008, [65] when it returned 55%, and the Diversified Fund Offshore was also nominated for its 2008 performance of 51%.

  9. Melvin T. Tukman - Wikipedia

    en.wikipedia.org/wiki/Melvin_T._Tukman

    Tukman began his career as an investment manager in 1971. [1] With Dan Grossman, Tukman co-founded Tukman Grossman Capital Management, an investment firm formerly known as Tukman Capital Management based in Larkspur, California, in 1980. [2] [3] [4] Their initial investment was US$11 million. [3]

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