enow.com Web Search

Search results

  1. Results from the WOW.Com Content Network
  2. Regulation D (SEC) - Wikipedia

    en.wikipedia.org/wiki/Regulation_D_(SEC)

    In Rules 504 and 505, Regulation D implements §3(b) of the Securities Act of 1933 (also referred to as the '33 Act), which allows the SEC to exempt issuances of under $5,000,000 from registration. It also provides (in Rule 506) a "safe harbor" under §4(a)(2) of the '33 Act (which says that non-public offerings are exempt from the registration ...

  3. Texas State Securities Board - Wikipedia

    en.wikipedia.org/wiki/Texas_State_Securities_Board

    The Texas State Securities Board is a Texas state agency headquartered in Austin, Texas.. The board enforces the Texas Securities Act (TEX. REV. CIV. STAT. ANN. art. 581–1) and maintains programs for enforcement, registration of securities, registration of securities dealers, investment advisers, and agents, and inspections of registered firms.

  4. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  5. Securities Act of 1933 - Wikipedia

    en.wikipedia.org/wiki/Securities_Act_of_1933

    The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was enacted by the United States Congress on May 27, 1933, during the Great Depression and after the stock market crash of 1929. It is an integral part of United States securities regulation.

  6. Jumpstart Our Business Startups Act - Wikipedia

    en.wikipedia.org/wiki/Jumpstart_Our_Business...

    While some offerings will be exempt from state registration requirements, in exchange for more extensive reporting requirements, others will not be and will still have to register with every state in which the securities are offered. For offerings made over the internet, this arguably means registering in all 50 states. [62]

  7. Will Texas State Board of Education bend farther to the right ...

    www.aol.com/texas-state-board-education-bend...

    Three Republican incumbents on Texas' State Board of Education are being challenged by candidates who are more focused on conservative ideologies.

  8. SEC Rule 144A - Wikipedia

    en.wikipedia.org/wiki/SEC_Rule_144A

    Rule 144A.Securities Act of 1933, as amended (the "Securities Act") provides a safe harbor from the registration requirements of the Securities Act of 1933 for certain private resales of minimum $500,000 units of restricted securities to qualified institutional buyers (QIBs), which generally are large institutional investors that own at least $100 million in investable assets.

  9. Texas Department of Licensing and Regulation - Wikipedia

    en.wikipedia.org/wiki/Texas_Department_of...

    The Texas Department of Licensing and Regulation (TDLR) is a state agency of Texas. TDLR is responsible for licensing and regulating a broad range of occupations, businesses, facilities, and equipment in Texas. [1] TDLR has its headquarters in the Ernest O. Thompson State Office Building in Downtown Austin. [2] [3]

  1. Related searches sec registration exemptions requirements texas state board of pharmacy little rock ar

    regulation d sec exemptionregulation d exemption requirements