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2. BrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org

   BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints. Want more information? Browse the list of brokers barred by FINRA.

3. BrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org/individual/summary/7972585

   BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

4. RICHARD GEORGE HUBERT DEPALMA

   files.brokercheck.finra.org/individual/individual_4517536.pdf

   To check the background of an investment adviser firm or representative, you can search for the firm or individual in BrokerCheck. If your search is successful, click on the link provided to view the available licensing and registration information in the SEC's Investment Adviser Public Disclosure (IAPD) website at https://www.adviserinfo.sec ...

5. RICHARD L CHIESA

   files.brokercheck.finra.org/individual/individual_4402992.pdf

   BrokerCheck offers information on all current, and many former, registered securities brokers, and all current and former registered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the background of securities brokers and brokerage firms before deciding to conduct, or continue to conduct, business with them.

6. RAJAN KUMAR

   files.brokercheck.finra.org/individual/individual_4249501.pdf

   BrokerCheck offers information on all current, and many former, registered securities brokers, and all current and former registered securities firms. FINRA strongly encourages investors to use BrokerCheck to check the background of securities brokers and brokerage firms before deciding to conduct, or continue to conduct, business with them.

7. MARY RZYMEK WINGROVE - Financial Industry Regulatory Authority

   files.brokercheck.finra.org/individual/individual_4141027.pdf

   Your state securities regulator can help you research brokers and investment adviser representatives doing business in your state. Thank you for using FINRA BrokerCheck.

8. JOSEPH ANDREW GORDON - Financial Industry Regulatory Authority

   files.brokercheck.finra.org/individual/individual_2523539.pdf

   Your state securities regulator can help you research brokers and investment adviser representatives doing business in your state. Thank you for using FINRA BrokerCheck.

9. MORRIS KAUFMAN

   files.brokercheck.finra.org/individual/individual_2764464.pdf

   Your state securities regulator can help you research brokers and investment adviser representatives doing business in your state. Thank you for using FINRA BrokerCheck.