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  2. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    This typically involves identifying scenarios in which theft or loss could occur and determining if existing control procedures effectively manage the risk to an acceptable level. [10] The risk that senior management might override important financial controls to manipulate financial reporting is also a key area of focus in the fraud risk ...

  3. Entity-level control - Wikipedia

    en.wikipedia.org/wiki/Entity-Level_Control

    Some entity-level controls have an indirect effect on the chances of detecting or preventing a misstatement on a timely basis. They do not directly relate to risks at the financial statement assertion level. Affect control selection, and the nature, timing, and extent of the procedures performed. Monitoring

  4. Financial risk management - Wikipedia

    en.wikipedia.org/wiki/Financial_risk_management

    The scope here - ie in non-financial firms [12] - is thus broadened [9] [67] [68] (re banking) to overlap enterprise risk management, and financial risk management then addresses risks to the firm's overall strategic objectives, incorporating various (all) financial aspects [69] of the exposures and opportunities arising from business decisions ...

  5. 5 common financial risks that rarely pay off - AOL

    www.aol.com/5-common-financial-risks-rarely...

    Without risk, there can be no reward, but some people take chances where the potential gains and losses are so out of balance that the gamble simply can't be justified. 5 common financial risks ...

  6. Internal control - Wikipedia

    en.wikipedia.org/wiki/Internal_control

    For example, if a Financial Statement shows a balance of $1,000 worth of Fixed Assets, this implies that the management asserts that fixed assets actually exist as on the date of the financial statements, the valuation of which is worth exactly $1000 (based on historical cost or fair value depending on the reporting framework and standards) and ...

  7. Financial statement analysis - Wikipedia

    en.wikipedia.org/wiki/Financial_statement_analysis

    Financial statement analysis is a method or process involving specific techniques for evaluating risks, performance, valuation, financial health, and future prospects of an organization. [ 1 ] It is used by a variety of stakeholders, such as credit and equity investors, the government, the public, and decision-makers within the organization.

  8. Latest NFL season highlights financial risks for sports ... - AOL

    www.aol.com/latest-nfl-season-highlights...

    Latest NFL season highlights financial risks for sports betting companies when so many favorites win. DAMIAN J. TROISE. January 10, 2025 at 3:59 PM.

  9. Financial accounting - Wikipedia

    en.wikipedia.org/wiki/Financial_accounting

    Financial accounting is the preparation of financial statements that can be consumed by the public and the relevant stakeholders. Financial information would be useful to users if such qualitative characteristics are present. When producing financial statements, the following must comply: Fundamental Qualitative Characteristics: