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  2. Karvy Corporate - Wikipedia

    en.wikipedia.org/wiki/Karvy_Corporate

    Karvy Group is a financial services company in India. It was involved in financial services like equity, commodities trading, depository and wealth services and ...

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  4. Form 8-K - Wikipedia

    en.wikipedia.org/wiki/Form_8-K

    Typically an 8-K filing will only have two major parts: the name and description of the event and any exhibits that are relevant. The name and description of the event contains all the information that the company considers relevant to shareholders and the SEC. It is important to read this information, as it has been deemed "material" by the ...

  5. 2023 Securities and Exchange Commission charges against the ...

    en.wikipedia.org/wiki/2023_Securities_and...

    2019: The SEC first contacts the LDS Church over its reporting structure. [9] 2020: EP files a consolidated disclosure for the first time. [11] 2023: On February 21, the SEC announces publicly the charges against the LDS Church and EP, along with the settlement. The church agrees to pay $1 million and EP agrees to a $4 million penalty. [9]

  6. Lynn Tilton - Wikipedia

    en.wikipedia.org/wiki/Lynn_Tilton

    Lynn G. Tilton (born April 22, 1959) [citation needed] is an American businesswoman and collateralized loan obligation (CLO) creator, owner and manager. [1] [2] She is the chief executive officer and sole principal of Patriarch Partners, LLC and its affiliated entities, [3] a holding company managing 75 companies.

  7. S.A.C. Capital Advisors - Wikipedia

    en.wikipedia.org/wiki/S.A.C._Capital_Advisors

    The company's name 'SAC Capital' derived from Steven A Cohen's initials. [9] The company started trading with $25 million in 1992, grew its assets under management to $16 billion, and became the world's highest-returning hedge fund: SAC averaged annual returns of 30% net of fees under a 3% management fee and 50% performance fee from 1992 to 2013.

  8. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [1] by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [2] Academic researchers make these reports freely available as structured datasets. [3]

  9. VEREIT - Wikipedia

    en.wikipedia.org/wiki/VEREIT

    VEREIT, Inc. was a real estate investment trust headquartered in Phoenix, Arizona that invested in single-tenant retail, restaurant, office and industrial properties. As of December 31, 2020, the company owned 3,831 properties with an aggregate of 89.7 million square feet. [1]