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  2. Schedule 13D - Wikipedia

    en.wikipedia.org/wiki/Schedule_13D

    Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. A filer must promptly update the Schedule 13D filing to reflect any material change in the facts disclosed ...

  3. Schedule 13G - Wikipedia

    en.wikipedia.org/wiki/Schedule_13g

    Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement.

  4. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    SB-1 SB-1/A SB-2 SB-2/A SB-2MEF SC 13D Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities SC 13D/A Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities (Amendment) SC 13E3 Schedule filed to report going private transactions SC 13E3/A

  5. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, [1] by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. [2] Academic researchers make these reports freely available as structured datasets. [3]

  6. Gary Gensler - Wikipedia

    en.wikipedia.org/wiki/Gary_Gensler

    [204] [205] On April 4, Musk submitted a 13G filing with the SEC to purchase a 9.2% passive ownership stake in Twitter, Inc., [206] [207] but then submitted a Schedule 13D beneficial ownership filing reserving the right to purchase a larger stake in the company with the agency the next day (and because the disclosure was filed later than an SEC ...

  7. 13D Research - Wikipedia

    en.wikipedia.org/wiki/13D_Research

    13D Research is an independent institutional global research firm founded by Kiril Sokoloff in 1983. [1] The company derives its name from Schedule 13D, an SEC form that must be submitted to the US Securities and Exchange Commission within 10 days, by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.

  8. 13D - Wikipedia

    en.wikipedia.org/wiki/13D

    13D, 13d or XIII-D may refer to: Rule 13D, United States Securities and Exchange Commission rule; Schedule 13d, United States Securities and Exchange Commission rule; Stalag XIII-D, a German Army World War II prisoner-of-war camp in Nürnberg; 13D Research, an institutional global research firm

  9. Form D - Wikipedia

    en.wikipedia.org/wiki/Form_D

    Form D is a SEC filing form to file a notice of an exempt offering of securities under Regulation D of the U.S. Securities and Exchange Commission.Commission rules require the notice to be filed by companies and funds that have sold securities without registration under the Securities Act of 1933 in an offering based on a claim of exemption under Rule 504 or 506 of Regulation D or Section 4(6 ...

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