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  2. Broker-dealer - Wikipedia

    en.wikipedia.org/wiki/Broker-dealer

    In financial services, a broker-dealer is a natural person, company or other organization that engages in the business of trading securities for its own account or on behalf of its customers. Broker-dealers are at the heart of the securities and derivatives trading process.

  3. What Is a Broker-Dealer, and What Do They Do? - AOL

    www.aol.com/news/broker-dealer-184015217.html

    A broker-dealer is one of the most important people or firms you’ll work with as you invest your money. Broker-dealers are the professionals who buy and sell securities for clients while ...

  4. Stockbroker - Wikipedia

    en.wikipedia.org/wiki/Stockbroker

    A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee.In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.

  5. Inter-dealer broker - Wikipedia

    en.wikipedia.org/wiki/Inter-dealer_broker

    An Inter-dealer broker (IDB) is specialist financial intermediary that facilitates transactions between broker-dealers, dealer banks and other financial institutions rather than private individuals. IDBs act as intermediaries in the financial markets working to facilitate transactions between broker/dealers and dealer banks in markets where ...

  6. Broker - Wikipedia

    en.wikipedia.org/wiki/Broker

    A broker-dealer is a broker that transacts for its own account, in addition to facilitating transactions for clients. [ 3 ] Brokerage firms are generally subject to regulations based on the type of brokerage and jurisdictions in which they operate.

  7. RIA vs. Broker-Dealer: What You Need to Know - AOL

    www.aol.com/news/ria-vs-broker-dealer-know...

    A financial advisor can help you shape your investment strategy so you can reach your long-term goals. But financial advisors aren’t all alike when it comes to their expertise and experience or ...

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