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Payment for order flow (PFOF) is the compensation that a stockbroker receives from a market maker in exchange for the broker routing its clients' trades to that market maker. [1] The market maker profits from the bid-ask spread and rebates a portion of this profit to the routing broker as PFOF.
Securities and Exchange Commission Chair Gary Gensler said during Yahoo Finance’s All Markets Summit on Monday that the agency is exploring avenues to rein in payment for order flow. But experts ...
In 2018 the Securities and Exchange Commission amended its Rule 606 with changes aimed at pay for order flow. It requires broker-dealers to produce quarterly reports disclosing close pay for order ...
The Securities and Exchange Commission has said it could eliminate the business model that helps brokerages charge no fees on stock trades, but the head of Interactive Brokers he doubts the ...
The SEC alleges that BP repeatedly and significantly understated the amount of oil leaking from the rig by making fraudulent public statements and disclosures estimating that 5,000 barrels of oil a day flowed from the leak despite internal data showing that the flow rate could be as high as 146,000 barrels a day. [117]
Rules and interpretive releases of the SEC under authority of federal securities laws are also sources of authoritative GAAP for SEC registrants. In addition to the SEC's rules and interpretive releases, the SEC staff issues Staff Accounting Bulletins that represent practices followed by the staff in administering SEC disclosure requirements ...
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Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).