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  2. Shelf registration - Wikipedia

    en.wikipedia.org/wiki/Shelf_registration

    Form S-3 issuers may use shelf registration to register securities that will be offered on an immediate, continuous or delayed basis. In July 2005 the SEC put "automatic registration" shelf filings in place.

  3. FXCM Announces Filing of Shelf Registration Statements - AOL

    www.aol.com/2012/10/04/fxcm-announces-filing-of...

    FXCM Announces Filing of Shelf Registration Statements NEW YORK--(BUSINESS WIRE)-- FXCM Inc. (NYS: FXCM) today announced that it has filed a universal shelf registration statement on Form S-3 with ...

  4. Form S-3 - Wikipedia

    en.wikipedia.org/wiki/Form_S-3

    Form S-3 is the most simplified securities registration form used by the U.S. Securities and Exchange Commission.It may only be used by companies that have been required to report under the Securities Exchange Act of 1934 for a minimum of twelve months and have also timely filed all required reports (including annual forms 10-K, quarterly forms 10-Q and certain current forms 8-K) under the ...

  5. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 1 S-3 Registration statement for specified transactions by certain issuers S-3/A Registration statement for specified transactions by certain issuers (Amendment) S-3ASR

  6. Lumos Networks Announces Filing of S-3 Shelf Registration ...

    www.aol.com/news/2013-08-26-lumos-networks...

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  7. WageWorks Files Shelf Registration Statement for Proposed ...

    www.aol.com/2013/08/12/wageworks-files-shelf...

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  8. Zep Inc. Announces Filing of Universal Shelf Registration ...

    www.aol.com/news/2013-01-18-zep-inc-announces...

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  9. Asset-backed security - Wikipedia

    en.wikipedia.org/wiki/Asset-backed_security

    However, consistent with current practice, shelf registration on Form S-3 will be available only if delinquent assets constitute 20% or less of the original asset pool. An asset is considered to be non-performing if it satisfies the charge-off policies of the sponsor (or applicable bank regulatory agencies) or if it would be considered a ...