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  2. Financial Conduct Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Conduct_Authority

    The FCA published new Listing Rules in 2024, aiming to simplify the UK listings regime, marking the most significant changes in over three decades. These rules, effective from 29 July 2024, created a single listing category and streamlined eligibility criteria to encourage a wider range of companies to issue shares in the UK.

  3. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services.

  4. Financial Services Compensation Scheme - Wikipedia

    en.wikipedia.org/wiki/Financial_Services...

    The UK branches of foreign banks from the European Economic Area (EEA) have to specify that their customers are not covered by FSCS and clearly state which national scheme provides protection. On 14 January 2013 FSCS launched a consumer awareness programme, aiming to reassure consumers and boost confidence, thereby aiding financial stability.

  5. Financial Conduct Authority Handbook - Wikipedia

    en.wikipedia.org/wiki/Financial_Conduct...

    The Financial Conduct Authority Handbook is a set of rules required to be followed by banks, insurers, investment businesses and other financial services in the United Kingdom under the Financial Services and Markets Act 2000. It is administered by the Financial Conduct Authority in London.

  6. Official List - Wikipedia

    en.wikipedia.org/wiki/Official_List

    The list is updated several times a day between 8am and 6.05pm UK time; it will include details of listed securities such as description, country of origin and market status. [ 2 ] The list is held in accordance with Section 74(1) of the British Financial Services and Markets Act 2000 for the purposes of Part VI of the Act.

  7. FCA Controlled Functions - Wikipedia

    en.wikipedia.org/wiki/FCA_Controlled_Functions

    For a branch in the United Kingdom of an overseas firm, the FCA would not normally expect the overseas chief executive of the firm as a whole to be FCA-approved for this function where there is a senior manager under him with specific responsibility for those activities of the branch which are subject to the UK regulatory system.

  8. Nikhil Rathi - Wikipedia

    en.wikipedia.org/wiki/Nikhil_Rathi

    Rathi worked for HM Treasury from 2009 to 2014, and was director of the financial services group, leading the UK's EU and international financial services interests. [ 5 ] [ 6 ] In May 2014, Rathi joined the London Stock Exchange (LSE) as chief of staff and director of international development, and in 2015, was appointed CEO, working under ...

  9. Mortgage Conduct of Business rules - Wikipedia

    en.wikipedia.org/wiki/Mortgage_Conduct_of...

    The Financial Services Authority became the Financial Conduct Authority in April 2013 with the MCOB continuing. [ 1 ] The task of the Mortgage Conduct of Business is consumer protection , industry stability, and healthy competition between financial service providers.