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The same online system also accepts tips and complaints from investors to help the SEC track down violators of the securities laws, as well as offering publications on investment-related topics for public education. The SEC maintains a strict policy of refraining from commenting on the existence or status of any ongoing investigation.
EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC. The database contains ...
Yahoo Finance's Jessica Smith joined Yahoo Finance Live to break down how politicians are responding to the market volatility as the SEC is monitoring gamestop trading.
Security as a service : These security services often include authentication, anti-virus, anti-malware/spyware, intrusion detection, penetration testing and security event management, among others. In practice many products in this area will have a mix of these functions, so there will often be some overlap – and many commercial vendors also ...
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The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
Robinhood said the SEC ended an investigation into its crypto unit in what appears to be another move by the Trump administration to undo an aggressive approach to that industry.
The Security Content Automation Protocol (SCAP) is a method for using specific standards to enable automated vulnerability management, measurement, and policy compliance evaluation of systems deployed in an organization, including e.g., FISMA (Federal Information Security Management Act, 2002) compliance.