Search results
Results from the WOW.Com Content Network
The Corporations, Securities and Land Development Bureau's security functions and all functions of the Insurance Bureau and Financial Institutions Bureau were transferred to the office. [ 3 ] In 2003, Governor Granholm issued an executive order renaming the department to the "Department of Labor and Economic Growth."
Laura Pendergest-Holt (born July 23, 1973) is a convicted Ponzi scheme perpetrator, financier, and former chief investment officer of Stanford Financial Group, who was charged with a civil charge of fraud on February 17, 2009. [1]
While the SEC had in place a bounty program for more than 20 years to reward whistleblowers for insider trading tips and complaints, an Office of the Inspector General's 2013 report found that the SEC's old program received very few applications from individuals seeking a bounty, and there were very few payments made under the program, possibly because the program was not widely recognized.
The SEC complaint against Duarte claims she “personally raised at least $1.8 million from about 90 investors in the United States and abroad” from September 2020 through August 2021.
If someone’s posting or spamming comments that contain racial slurs, vulgarity or anything inappropriate, please use the report feature that’s available in the comment system. To report a comment: 1. Go to the comment you are reporting. 2. Select the Drop-Down Arrow on the far right-hand corner of the text-box. 3. Click report.
The Private Securities Litigation Reform Act of 1995, Pub. L. 104–67 (text), 109 Stat. 737 (codified as amended in scattered sections of 15 U.S.C.) ("PSLRA") implemented several substantive changes in the United States that have affected certain cases brought under the federal securities laws, including changes related to pleading, discovery, liability, class representation, and awards fees ...
The Consumer Financial Protection Bureau (CFPB) is an independent agency of the United States government responsible for consumer protection in the financial sector.CFPB's jurisdiction includes banks, credit unions, securities firms, payday lenders, mortgage-servicing operations, foreclosure relief services, debt collectors, for-profit colleges, and other financial companies operating in the ...
Federal authorities are reviewing complaints filed against Mario Nawfal, an entrepreneur who has emerged in recent months as one of Twitter’s biggest audio stars, according to two people who ...