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Patersons Securities Ltd is a financial services firm based in Perth, Western Australia, with 10 offices throughout Australia.James Paterson founded the firm in 1903 as an accounting practice, and branched into stock trading in 1922.
BBY Ltd was an Australian stock broking, corporate advisory and asset management firm. Prior to its voluntary administration on 18 May 2015, it claimed to be the largest independent stockbroker in Australia and New Zealand by market share. [ 2 ]
Sterling International Brokers Limited, a currency broker, acquired in February 2013. [44] RP Martin, UK broker, acquired in 2014.s; GFI Group, a New York-based leading intermediary and provider of trading technologies and support services to the global OTC and listed markets, acquired in January 2016. [45]
Pacific Equity Partners (PEP) is a private equity investment firm focusing on transactions in Australia and New Zealand. PEP invests across a range of industries and sectors, in turnaround and growth capital transactions. By 2023, The Australian Financial Review reported PEP to be Australia's largest private equity firm. [1]
Gupta is Chairman of Trident Group, a business conglomerate headquartered in Ludhiana, Punjab, and Chairman of the Corporate Advisory Board of Trident Limited. In 2007, Gupta received the Padma Shri Award from the then President of India in recognition of distinguished service in the field of Trade and Industry.
The Corporations Act 2001 sets up a uniform approach to the regulation of financial services through a uniform licensing and disclosure regime. The general regulatory position is that a person (whether an individual or corporate entity) carrying on a financial services business in Australia must, unless exempted, hold an Australian financial services licence (AFSL) issued by ASIC.
Australian Securities Exchange Ltd (ASX) is an Australian public company that operates Australia's primary securities exchange, the Australian Securities Exchange (sometimes referred to outside of Australia as, or confused within Australia as, the Sydney Stock Exchange, a separate entity). The ASX was formed on 1 April 1987, through ...
GFI was the first broker to offer over-the-counter (OTC) US government bond options to the industry. In 2001, GFI acquired FX analytical software company FENICS Software Ltd. In 2005, GFI acquired the North American operations of Starsupply Petroleum LLC, a broker of oil products and related derivative and option contracts.