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  2. Net capital rule - Wikipedia

    en.wikipedia.org/wiki/Net_capital_rule

    Merrill Lynch reported in its Form 10-K Report for 2005 that, in 2005, it made two withdrawals of capital from its CSE Broker in the total amount of $2.5 billion. In the same Form 10-K Report Merrill Lynch stated that the 2004 rule change was intended to "reduce regulatory capital costs" and that its CSE Broker subsidiary expected to make ...

  3. Market Rules to Remember - Wikipedia

    en.wikipedia.org/wiki/Market_Rules_to_Remember

    Market Rules to Remember is a list of ten cautionary rules for investors that was written in 1998 by the then-retired Chief Market Analyst at Merrill Lynch, Bob Farrell. The rules became iconic on Wall Street and are frequently reprinted in leading financial advisory publications.

  4. Merrill Lynch's U-turn on mandatory fee-based accounts ... - AOL

    www.aol.com/news/merrill-lynch-apos-u-turn...

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  5. Merrill (company) - Wikipedia

    en.wikipedia.org/wiki/Merrill_(company)

    The company was founded on January 6, 1914, when Charles E. Merrill opened Charles E. Merrill & Co. for business at 7 Wall Street in New York City. [11] A few months later, Merrill's friend, Edmund C. Lynch, joined him, and in 1915 the name was officially changed to Merrill, Lynch & Co. [12] At that time, the firm's name included a comma between Merrill and Lynch, which was dropped in 1938. [13]

  6. Bulls Snort at Bank of America-Merrill Lynch Management Fees

    www.aol.com/news/2013-08-02-bulls-snort-at-bank...

    Unlike other acquisitions Bank of America has made over the years, its wealth-oriented Merrill Lynch division has been a real keeper. The unit generated a pre-tax profit margin of 27.6% in the ...

  7. Merrill Lynch vs. Charles Schwab: Which Is Best for You? - AOL

    www.aol.com/merrill-lynch-vs-charles-schwab...

    Researching fee structures, account types and product features take time and can be perplexing. ... Continue reading → The post Merrill Lynch vs. Charles Schwab appeared first on SmartAsset Blog ...

  8. Merrill Edge - Wikipedia

    en.wikipedia.org/wiki/Merrill_Edge

    In 2015, the Merrill Lynch Broker-dealer incentive system changed to give brokers no money for managing accounts less than $250,000. [11] In 2014, Merrill Edge referred 30,000 customers to Merrill Lynch and U.S. Trust. Converted referrals gave Merrill Lynch an additional $4 billion to manage, which when apportioned among Merrill Lynch's 14,000 ...

  9. Dean Witter Reynolds - Wikipedia

    en.wikipedia.org/wiki/Dean_Witter_Reynolds

    Dean Witter Reynolds was an American stock brokerage and securities firm catering to a variety of clients. Prior to the company's acquisition, it was among the largest firms in the securities industry with over 9,000 account executives (ranking third in the US in 1996) and was among the largest members of the New York Stock Exchange.