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2. Chief compliance officer - Wikipedia

   en.wikipedia.org/wiki/Chief_compliance_officer

   The responsibilities of the chief compliance officer include: Leading enterprise compliance efforts; Designing and implementing internal controls, policies, and procedures to ensure compliance with applicable local, state, and federal laws and regulations, as well as third-party guidelines

3. Chief risk officer - Wikipedia

   en.wikipedia.org/wiki/Chief_risk_officer

   The chief risk officer (CRO), chief risk management officer (CRMO), or chief risk and compliance officer [1] (CRCO) of a firm or corporation is the executive accountable for enabling the efficient and effective governance of significant risks, and related opportunities, to a business and its various segments. [2]

4. Internal control - Wikipedia

   en.wikipedia.org/wiki/Internal_control

   The role and the responsibilities of the audit committee, in general terms, are to: (a) Discuss with management, internal and external auditors and major stakeholders the quality and adequacy of the organization's internal controls system and risk management process, and their effectiveness and outcomes, and meet regularly and privately with ...

5. Governance, risk management, and compliance - Wikipedia

   en.wikipedia.org/wiki/Governance,_risk...

   Risk management is predicting and managing risks that could hinder the organization from reliably achieving its objectives under uncertainty. Compliance refers to adhering with the mandated boundaries (laws and regulations) and voluntary boundaries (company's policies, procedures, etc.). [9] [10]

6. Legal governance, risk management, and compliance - Wikipedia

   en.wikipedia.org/wiki/Legal_governance,_risk...

   The role of legal compliance has also been expanded to include self-monitoring the non-governed behavior with industries and corporations that could lead to workplace indiscretions. [6] Within the LGRC realm, it is important to keep in mind that if a strong legal governance component is in place, risk can be accurately assessed and the ...

7. Regulatory affairs - Wikipedia

   en.wikipedia.org/wiki/Regulatory_affairs

   Regulatory affairs (RA), is a profession that deals with an organization’s adherence to regulatory compliance.. It is a position mostly found within regulated industries, such as pharmaceuticals, medical devices, cosmetics, agrochemicals (plant protection products and fertilizers), energy, banking, telecom etc. Regulatory affairs also has a very specific meaning within the healthcare ...