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  2. Robinhood in $3.9 million settlement with California over ...

    www.aol.com/news/robinhood-3-9-million...

    By Jonathan Stempel (Reuters) -A cryptocurrency platform run by Robinhood Markets will pay $3.9 million to settle claims it failed to let customers withdraw cryptocurrency from their accounts from ...

  3. Securities fraud - Wikipedia

    en.wikipedia.org/wiki/Securities_fraud

    According to the company's December 31, 2010, form 10-Q (filed within months of the direct mail promotion), LEXG was a lithium company without assets. Its revenues and assets at that time were zero. [ 24 ] [ 25 ] Subsequently, the company did acquire lithium production/exploration properties, and addressed concerns raised in the press.

  4. Robinhood to pay $70M for false information and trading ... - AOL

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  5. Robinhood Markets - Wikipedia

    en.wikipedia.org/wiki/Robinhood_Markets

    [133] [134] [135] Robinhood faced an increase in its collateral requirement from $700 million to $3.7 billion, later reduced to $1.4 billion, and the inability to meet this requirement may have resulted in insolvency in a matter similar to the bankruptcy of Lehman Brothers. Robinhood was able to quickly raise funds to meet the reduced requirements.

  6. SEC Rule 10b-5 - Wikipedia

    en.wikipedia.org/wiki/SEC_Rule_10b-5

    SEC Rule 10b-5, codified at 17 CFR 240.10b-5, is one of the most important rules targeting securities fraud in the United States. It was promulgated by the U.S. Securities and Exchange Commission (SEC), pursuant to its authority granted under § 10(b) of the Securities Exchange Act of 1934. [1]

  7. Robinhood to pay $70M in record settlement with FINRA - AOL

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  9. Robinhood Financial to pay $65 million to settle SEC charges ...

    www.aol.com/news/robinhood-financial-pay-65...

    Robinhood will pay $65 million as part of a settlement with the SEC after being charged with misleading customers on their revenue sources.

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