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Commission Regulation (EU) No 56/2013 of 16 January 2013 amending Annexes I and IV to Regulation (EC) No 999/2001 of the European Parliament and of the Council laying down rules for the prevention, control and eradication of certain transmissible spongiform encephalopathies (Text with EEA relevance) Image title: Author: www.legislation.gov.uk
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The firm must set up a separate asset management company (AMC) to run mutual fund business. The net worth of the parent firm or AMC must be ₹50,000,000. Mutual funds can be penalised for violating norms. Mutual funds dealing exclusively with the money market must register with the Reserve Bank of India.
"Report of the Mutual Fund Directors Forum on Best Practices and Practical Guidance for Mutual Fund Directors", July 28, 2004. SEC Press Release 2004-101, July 28, 2004, "Chairman William H. Donaldson Thanks Mutual Fund Directors Forum for Its Best Practices Report". SEC No Action Letter, Reference No. 2002418931, File No. 132-3, pub. avail ...
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Directive 2011/61/EU was prompted as part of a wider regulatory effort undertaken by G20 nations following the global market downturn of 2008. [11] [4] [12] Provisions of Directive 2011/61/EU include increasing transparency by AIFMs [1] [13] [14] and assuring that national supervisors, the European Securities and Markets Authority (ESMA), [15] [16] and the European Systemic Risk Board (ESRB ...
On 23 July 2014 the European Union adopted Directive 2014/91/EU ("UCITS V") [8] on the co-ordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities as regards depositary functions, remuneration policies and sanctions.
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