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  2. List of securities examinations - Wikipedia

    en.wikipedia.org/.../List_of_securities_examinations

    Namibia Stock Exchange (NSX) semi-annual Stock-brokering Exams; Nigerian Stock Exchange (NSE) offers a few certificate programs including: Module 1: The role and responsibilities of compliance officers in the capital market; Module 2: Compliance risk based monitoring programmes; Module 3: Conduct of business obligations of a broker dealer firm

  3. Securities and Exchange Commission (Philippines) - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    Its functions then largely revolved around the registration of securities, analysis of every registered security, evaluation of the financial condition and operations of applicants for security issuances, screening of applications for broker’s or dealer’s license, and supervision of stock and bond brokers, and stock exchanges.

  4. Professional Regulation Commission - Wikipedia

    en.wikipedia.org/wiki/Professional_Regulation...

    Chamber of Customs Brokers (CCB) Philippine Association of Community Development (PACD) Social Sciences. Philippine Association of Social Workers, Inc. (PASWI) Philippine Guidance Counseling Association, Inc. (PGCA) Professional Criminologist Association of the Philippines (PCAP) Psychological Association of the Philippines (PAP)

  5. Stockbroker - Wikipedia

    en.wikipedia.org/wiki/Stockbroker

    A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee.In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.

  6. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and ...

  7. When do fifth College Football Playoff rankings come out ...

    www.aol.com/fifth-college-football-playoff...

    The College Football Playoff releases the fifth top 25 rankings of the season Tuesday. Here’s what to know and how to watch the show.

  8. Best online brokerage accounts for trading stocks in March 2024

    www.aol.com/finance/best-online-brokers-stock...

    Pricing: Like other major brokers, E-Trade charges zero commissions for stock and ETF trades and $0.65 per options contract. Traders can receive a discounted commission of $0.50 per contract if ...

  9. Boeing lines up $35 billion in funds as strike hammers finances

    www.aol.com/news/boeing-files-registration...

    Boeing set out to shore up its sagging finances on Tuesday, announcing plans to raise up to $25 billion through stock and debt offerings and a $10 billion credit agreement with major lenders amid ...

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