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  2. Chief compliance officer - Wikipedia

    en.wikipedia.org/wiki/Chief_compliance_officer

    The chief compliance officer (CCO) is a corporate executive within the C-suite responsible for overseeing and managing regulatory compliance issues within an organization. The CCO typically reports to the chief executive officer or the chief legal officer .

  3. FCA Controlled Functions - Wikipedia

    en.wikipedia.org/wiki/FCA_Controlled_Functions

    The chief compliance officer oversees the development and implementation of procedures that facilitate compliance and works with other executives to ensure compliance throughout all departments within an organization and responsible for ensuring that the organization has the necessary resources to research and track external laws, regulations ...

  4. Chief risk officer - Wikipedia

    en.wikipedia.org/wiki/Chief_risk_officer

    The chief risk officer (CRO) is a senior executive officer that reports to the CEO and/or the board of directors. The CRO manages the risk management department and provides information to help mitigate internal and external risk factors of the company and ensures that the company is in compliance with government regulations.

  5. Regulatory affairs - Wikipedia

    en.wikipedia.org/wiki/Regulatory_affairs

    Regulatory affairs (RA), is a profession that deals with an organization’s adherence to regulatory compliance.. It is a position mostly found within regulated industries, such as pharmaceuticals, medical devices, cosmetics, agrochemicals (plant protection products and fertilizers), energy, banking, telecom etc. Regulatory affairs also has a very specific meaning within the healthcare ...

  6. Legal governance, risk management, and compliance - Wikipedia

    en.wikipedia.org/wiki/Legal_governance,_risk...

    Legal compliance is the process or procedure to ensure that an organization follows relevant laws, regulations and business rules. [5] The definition of legal compliance, especially in the context of corporate legal departments, has recently been expanded to include understanding and adhering to ethical codes within entire professions, as well.

  7. Compliance requirements - Wikipedia

    en.wikipedia.org/wiki/Compliance_requirements

    Compliance requirements are only guidelines for compliance with the hundreds of laws and regulations applicable to the specific type assistance used by the recipient, and their objectives are generic in nature due to the large number of federal programs. [1] Each compliance requirement is identified by a letter, in alphabetical order.

  8. Compliance training - Wikipedia

    en.wikipedia.org/wiki/Compliance_training

    Compliance training refers to the process of educating employees on laws, regulations and company policies that apply to their day-to-day job responsibilities. An organization that engages in compliance training typically hopes to accomplish several goals: (1) avoiding and detecting violations by employees that could lead to legal liability for the organization; (2) creating a more hospitable ...

  9. AP Stylebook - Wikipedia

    en.wikipedia.org/wiki/AP_Stylebook

    The Associated Press Stylebook (generally called the AP Stylebook), alternatively titled The Associated Press Stylebook and Briefing on Media Law, is a style and usage guide for American English grammar created by American journalists working for or connected with the Associated Press journalism cooperative based in New York City.

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