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Super-complaints have also specifically been introduced for the financial markets in the UK under the aegis of the Financial Conduct Authority (FCA). [3] The Financial Services and Markets Act 2000 (FSMA) provides that certain consumer bodies may complain to the FCA about features of a market for financial services in the UK that may be ...
The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom. It operates independently of the UK Government and is financed by charging fees to members of the financial services industry.
The FCA said that the decision could lead to dealers and motor finance providers receiving a deluge of new complaints, and it is urging people to make a claim if they feel they were the victims of ...
The Financial Ombudsman Service is an ombudsman in the United Kingdom.It was established in 2000, and given statutory powers in 2001 by the Financial Services and Markets Act 2000, to help settle disputes between consumers and UK-based businesses providing financial services, such as banks, building societies, insurance companies, investment firms, financial advisers and finance companies.
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National Securities and Stock Market Commission (NSSMC) United Arab Emirates: Central Bank of the UAE ; Securities and Commodities Authority (SCA) ; Insurance Authority (IA) United Kingdom: Prudential Regulation Authority (PRA) ; Financial Conduct Authority (FCA) ; Financial Reporting Council (FRC) ; The Pensions Regulator (TPR) United States
The rules of the FSCS are made by the Financial Conduct Authority (FCA) and are contained in its handbook. [2] The FSCS board of directors is appointed by and ultimately accountable to the FCA. It covers deposits, insurance, debt management, funeral plans, insurance, investments, pensions, mortgages and payment protection insurance to varying ...
Part VIII Penalties for Market Abuse. Section 118 concerns market abuse. Part 8A Short selling Part IX Hearings and Appeals. Section 132 establishes the Financial Services and Markets Tribunal. Part XI Information Gathering and Investigations. Sections 165 and 165A give the FCA and PRA power to require certain information.