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Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
The Cornell Notes system (also Cornell note-taking system, Cornell method, or Cornell way) is a note-taking system devised in the 1950s by Walter Pauk, an education professor at Cornell University. Pauk advocated its use in his best-selling book How to Study in College. [1] Studies with small sample sizes found mixed results in its efficacy.
Regulation S is a "safe harbor" that defines when an offering of securities is deemed to be executed in another country and therefore not be subject to the registration requirement under Section 5 of the 1933 Act. [19] The regulation includes two safe harbor provisions: an issuer safe harbor and a resale safe harbor. In each case, the ...
Regulation S-X and the Financial Reporting Releases (Staff Accounting Bulletins) set forth the form and content of and requirements for financial statements required to be filed as a part of (a) registration statements under the Securities Act of 1933 and (b) registration statements under section 12, [2] annual or other reports under sections 13 [3] and 15(d) [4] and proxy and information ...
Form 10-K405 is an SEC filing to the US Securities and Exchange Commission (SEC) that indicates that an officer or director of a public company failed to file a Form 4 (or related Form 3 or Form 5) on time, in violation of Section 16 - meaning that they did not disclose their insider trading activities within the required time period.
Executive Order 13771 —entitled "Reducing Regulation and Controlling Regulatory Costs"— was an executive order signed by U.S. President Donald Trump on January 30, 2017. [ 1 ] On January 20, 2021, President Joe Biden rescinded the executive order.
In particle physics, the Cornell potential is an effective method to account for the confinement of quarks in quantum chromodynamics (QCD). It was developed by Estia J. Eichten, Kurt Gottfried, Toichiro Kinoshita, John Kogut, Kenneth Lane and Tung-Mow Yan at Cornell University [1] [2] in the 1970s to explain the masses of quarkonium states and account for the relation between the mass and ...
This is a huge securities regulation and of course must be covered well by Wikipedia, in due course. Reg C Handford ( talk ) 15:02, 1 August 2010 (UTC) [ reply ] Damn nice work.