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Robinhood Markets Inc. has received a notice from the Securities and Exchange Commission about alleged securities violations at its crypto division. The company said in a regulatory filing that it ...
Bonta said Robinhood violated California law by failing to deliver cryptocurrencies that its customers had bought, leaving custome Robinhood in $3.9 million settlement with California over crypto ...
Robinhood's ride to fintech supremacy has been almost as volatile as the meme stocks that trade on its platform. Its IPO debut on July 28, 2021, ended with the stock down 8% to $34.82.
Robinhood warned in its disclosure that a potential action from the SEC could mean a civil complaint and a public court proceeding that could end in a fine, a cease-and-desist order, and other ...
“The fine imposed in this matter reflects the scope and seriousness of Robinhood’s violations, including FINRA’s finding that Robinhood communicated false and misleading information to ...
In what might represent the first in a long series of lawsuits, the Financial Industry Regulatory Authority (FINRA) ruled that Robinhood was liable for almost $30,000 in damages to a retail ...
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