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The Canadian Securities Transition Office (French: Bureau de transition canadien en valeurs mobilières) is a federal organization that was created to assist in the establishment of a Canadian securities regulation regime and a Canadian regulatory authority. [21]
As an informal body, the CSA originally functioned primarily through meetings, conference calls, and day-to-day collaborations with the various territorial and provincial securities regulatory authorities. In 2003, the CSA was restructured into a more formal organization, in which the chair and vice-chair were elected by members to 2-year terms ...
Investment Industry Regulatory Organization of Canada; L’Organisme canadien de réglementation du commerce des valeurs mobilières: Abbreviation: IIROC/OCRCVM: Formation: 2008: Type: Organizations based in Canada: Legal status: active: Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi ...
Financial regulatory authorities Bosnia and Herzegovina: Republika Srpska: Securities Commission of the Republika Srpska (SECRS) Canada: Canadian Securities Administrators (CSA) Alberta Securities Commission (ASC) ; Quebec Financial Markets Authority (AMF) ; British Columbia Securities Commission (BCSC) ; Ontario Securities Commission (OSC) ;
Securities and exchange commissions of Canada (6 P) Pages in category "Financial regulatory authorities of Canada" The following 16 pages are in this category, out of 16 total.
Financial regulatory authorities of Canada (1 C, ... Canadian securities regulation; B. Bank Act (Canada) C. Canadian Investment Regulatory Organization;
In 2010, a draft Canadian Securities Act was published, [4] on which a reference question was posed to the Supreme Court of Canada on its constitutionality. In Reference re Securities Act, the Court ruled that the proposed Act overreached genuine national concerns, and thus intruded too far into the provincial power over property and civil rights.
The Ontario Securities Commission (OSC; French: Commission des valeurs mobilières de l’Ontario) is a regulatory agency which administers and enforces securities legislation in the Canadian province of Ontario. The OSC is an Ontario Crown agency which reports to the Ontario legislature through the Minister of Finance.