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Focus Financial Partners Inc. is an American company that invests in independent, fiduciary wealth management firms, being listed on the Nasdaq under the ticker symbol FOCS. Headquartered in New York City , it was incorporated in 2004 by Ruediger (Rudy) Adolf , Rajini Kodialam and Leonard (Lenny) Chang.
Since then, rivals have been fighting for its 1,800 clients, even though the Swiss bank had a deal to refer them to BNP Paribas SA, according to executives at four prime brokers.
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In connection with an investigation into the SEC's role in the collapse of Bear Stearns, in late September, 2008, the SEC's Division of Trading and Markets responded to an early formulation of this position by maintaining (1) it confuses leverage at the Bear Stearns holding company, which was never regulated by the net capital rule, with leverage at the broker-dealer subsidiaries covered by ...
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EF Hutton was an American stock brokerage firm founded in 1904 by Edward Francis Hutton and his brother, Franklyn Laws Hutton.Later, it was led by well known Wall Street trader Gerald M. Loeb.
The company developed from a merger between Garban plc and Intercapital plc which created Garban-Intercapital plc in 1999. [3] Intercapital plc was founded by Michael Spencer in 1986 as Intercapital Private Group Limited ('IPGL'); in 1998 it was acquired by Exco plc in a reverse takeover and the enlarged business was renamed Intercapital plc. [4]
Bureau van Dijk offers a range of products/databases which focus on corporate finance and mergers and acquisitions (M&A), transfer pricing, compliance and third party due diligence, procurement and supplier risk, credit risk, academic research and business development. These products include: