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  2. Commodity Futures Trading Commission - Wikipedia

    en.wikipedia.org/wiki/Commodity_Futures_Trading...

    The Commodity Futures Trading Commission Act of 1974 (P.L. 93-463) created the CFTC to replace the U.S. Department of Agriculture's Commodity Exchange Authority. [ citation needed ] The Act made extensive changes to the Commodity Exchange Act (CEA) of 1936, which itself amended the original Grain Futures Act of 1922.

  3. Caroline Pham - Wikipedia

    en.wikipedia.org/wiki/Caroline_Pham

    She was also a legal intern at the Commodity Futures Trading Commission, the Securities and Exchange Commission and a law clerk in the Office of the Comptroller of the Currency. She served as a judicial extern to former Chief Judge Loren A. Smith. From 2013 to 2014, she served as special counsel and policy advisor to CFTC Commissioner Scott D ...

  4. Commodity trading advisor - Wikipedia

    en.wikipedia.org/wiki/Commodity_trading_advisor

    In 1979, the CFTC adopted the first comprehensive regulation for commodity trading advisors, which was later strengthened by additional rules in 1983 and 1995. The additional rules in 1983 increased the CFTC's oversight of such advisors and authorized the National Futures Association (NFA) to carry out processing of registration for entities ...

  5. Commodity Futures Trading Commission Act of 1974 - Wikipedia

    en.wikipedia.org/wiki/Commodity_Futures_Trading...

    Commodity Futures Trading Commission Act of 1974; Long title: An Act to amend the Commodity Exchange Act to strengthen the regulation of futures trading, to bring all agricultural and other commodities traded on exchanges under regulation, and for other purposes. Enacted by: the 93rd United States Congress: Effective: October 23, 1974 ...

  6. CFTC - Wikipedia

    en.wikipedia.org/wiki/CFTC

    CFTC may refer to: Commodity Futures Trading Commission , an American federal agency that regulates U.S. derivatives markets Confédération Française des Travailleurs Chrétiens ( French Confederation of Christian Workers ), a major French confederation of trade unions

  7. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  8. Bart Chilton - Wikipedia

    en.wikipedia.org/wiki/Bart_Chilton

    He was Commissioner at the Commodity Futures Trading Commission (CFTC) from 2007 to 2014. In April 2014, he joined DLA Piper as a Senior Policy Advisor. He was the author of the investment fraud book, Ponzimonium: How Scam Artists Are Ripping Off America. Chilton was a vocal supporter of position limits in commodities markets.

  9. California Labor and Workforce Development Agency - Wikipedia

    en.wikipedia.org/wiki/California_Labor_and...

    The California Labor and Workforce Development Agency (LWDA) is a cabinet-level agency of the government of California.The agency coordinates workforce programs by overseeing seven major departments dealing with benefit administration, enforcement of California labor laws, appellate functions related to employee benefits, workforce development, tax collection, economic development activities.