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The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to monitor and regulate the activities of investment advisers (also spelled "advisors") as defined by the law.
The Securities Acts Amendments of 1975 is a U.S. federal law that amended the Securities Act of 1933 and the Securities Exchange Act of 1934. [1] It was enacted by the 94th United States Congress and signed into law by President Gerald Ford on June 4, 1975. [ 2 ]
The most commonly filed SEC forms are the 10-K and the 10-Q. These forms are composed of four main sections: The business section, the F-pages, the Risk Factors, and the MD&A.
An Act to increase the rates of benefit and contributions payable under the Unemployment Insurance Acts, 1935 to 1939, to amend section thirty-five of the Unemployment Insurance Act, 1935, Part II of the First Schedule thereto, and section thirty-six of the Unemployment Assistance Act, 1934, and for purposes connected with the matters aforesaid.
List of statutory rules and orders of the United Kingdom is an incomplete list of statutory rules and orders of the United Kingdom. Statutory rules and orders were the predecessor of statutory instruments and they formed the secondary legislation of England , Scotland and Wales prior to 1948 and the coming into force of the Statutory ...
Drug-Free Schools and Communities Act Amendments of 1989 Amended the Drug Free School Zones Act to modify regulations and requirements for federal funding. Pub. L. 101–226: 1990 (No short title) Extended school dropout demonstration programs through FY1991. Pub. L. 101–250: 1990 Library Services and Construction Act Amendments of 1990