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  2. Electronic Fund Transfer Act - Wikipedia

    en.wikipedia.org/wiki/Electronic_Fund_Transfer_Act

    Regulation E at FDIC W., C. H. (Oct 1983). "Overcoming the obstacles to implementation of point-of-sale electronic fund transfer systems: EFTA and the new uniform payments code".

  3. What's Covered Under Regulation E Banking Rules? - AOL

    www.aol.com/whats-covered-under-regulation-e...

    Reg E gives you the right to dispute eligible transactions with your bank. It also limits your liability for fraudulent transactions. So, say that you see a debit card purchase for $100 on your ...

  4. Title 21 CFR Part 11 - Wikipedia

    en.wikipedia.org/wiki/Title_21_CFR_Part_11

    The rule also applies to submissions made to the FDA in electronic format (e.g., a New Drug Application) but not to paper submissions by electronic methods (i.e., faxes). It specifically does not require the 21 CFR Part 11 requirement for record retention for trackbacks by food manufacturers.

  5. OMB A-133 Compliance Supplement - Wikipedia

    en.wikipedia.org/wiki/OMB_A-133_Compliance...

    Part III: Compliance Requirements – This section provides guidance and description on the 14 types of compliance guidelines established by federal agencies which summarize the compliance with federal laws and regulations in a general way. It also provides the auditor with certain audit objectives and suggested audit procedures to facilitate ...

  6. Regulatory compliance - Wikipedia

    en.wikipedia.org/wiki/Regulatory_compliance

    Regulatory compliance in the European Union (EU) is governed by a harmonized legal framework designed to ensure consistency across member states while allowing for national implementation. EU compliance regulations cover various industries, including consumer product safety, financial services, environmental protection, and data privacy.

  7. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.

  8. Regulatory affairs - Wikipedia

    en.wikipedia.org/wiki/Regulatory_affairs

    Regulatory affairs (RA), is a profession that deals with an organization’s adherence to regulatory compliance.. It is a position mostly found within regulated industries, such as pharmaceuticals, medical devices, cosmetics, agrochemicals (plant protection products and fertilizers), energy, banking, telecom etc. Regulatory affairs also has a very specific meaning within the healthcare ...

  9. Expedited Funds Availability Act - Wikipedia

    en.wikipedia.org/wiki/Expedited_Funds...

    Regulation CC stipulates four types of holds that a bank may place on a check deposit at its discretion. Each has its own qualifications and it is legal for the bank to place any type where the requirements are met, although bank policy may instruct that the type of hold placed be the one that holds the most funds the longest that can be applied legally.