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File:The Investment Bank Special Administration Regulations 2011 (UKSI 2011-245).pdf. Add languages. Page contents not supported in other languages. File; Talk;
File:The Investment Bank Special Administration (Scotland) Rules 2011 (UKSI 2011-2262).pdf. Add languages. Page contents not supported in other languages.
Bank of Thailand ; Securities and Exchange Commission (SEC) ; Office of Insurance Commission (OIC) Togo: Banking Commission of the West African Monetary Union (CB-UMOA) ; Financial Markets Authority of the West African Monetary Union (AMF-UMOA) ; Regional Insurance Control Commission (CRCA) Trinidad and Tobago
Arguably the most important requirement in bank regulation that supervisors must enforce is maintaining capital requirements. [4] As banking regulation focusing on key factors in the financial markets, it forms one of the three components of financial law, the other two being case law and self-regulating market practices. [5]
Re-instate the separation of commercial (depository) and investment banking established by the Glass–Steagall Act in 1933 and repealed in 1999 by the Gramm-Leach-Bliley Act. [20] Simon Johnson: Break-up institutions that are "too big to fail" to limit systemic risk. [21] Paul Krugman: Regulate institutions that "act like banks " similarly to ...
Credit unions are subject to most bank regulations and are supervised by the National Credit Union Administration. The Financial Institutions Regulatory and Interest Rate Control Act of 1978 established the Federal Financial Institutions Examination Council (FFIEC) with uniform principles, standards, and report forms for the other agencies. [2]
Title 31 is the principal set of rules and regulations issued by federal agencies of the United States regarding money, finance, and the treasury. It is available in digital and printed form, and can be referenced online using the Electronic Code of Federal Regulations (e-CFR).
The separation of investment and retail banking aims to protect the "utility" aspects of day-to-day banking from being endangered by losses sustained by higher-risk investment activities ("casino banking"). This can take the form of a two-tier structure in which a company is banned from doing both activities, or enforcing a legal ring-fence ...