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File:The Investment Bank Special Administration Regulations 2011 (UKSI 2011-245).pdf. Add languages. Page contents not supported in other languages. File; Talk;
File:The Investment Bank Special Administration (Scotland) Rules 2011 (UKSI 2011-2262).pdf. Add languages. Page contents not supported in other languages.
The Authorised Investment Funds (Tax) (Amendment) Regulations (SI 2011/244) The Investment Bank Special Administration Regulations (SI 2011/245) The M4 Motorway (Junction 45 (Ynysforgan) and Junction 48 (Hendy)) (Temporary Prohibition of Vehicles & Trafficking of Hard Shoulder) Order (SI 2011/246)
[15] [full citation needed] Some state banking regulations also contain similar lending limits applicable to state-chartered banks. [16] Both federal and state laws generally allow for a higher lending limit (up to 25% of capital and surplus for national banks) when the portion of the credit that exceeds the initial lending limit is fully secured.
Investment banking has also been criticized for its opacity. [51] However, the lack of transparency inherent to the investment banking industry is largely due to the necessity to abide by the non-disclosure agreement (NDA) signed with the client. The accidental leak of confidential client data can cause a bank to incur significant monetary losses.
The separation of investment and retail banking aims to protect the "utility" aspects of day-to-day banking from being endangered by losses sustained by higher-risk investment activities ("casino banking"). This can take the form of a two-tier structure in which a company is banned from doing both activities, or enforcing a legal ring-fence ...
The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .
The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to monitor and regulate the activities of investment advisers (also spelled "advisors") as defined by the law.