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The Federal Financial Institutions Examination Council (FFIEC) is a formal U.S. government interagency body composed of five banking regulators that is "empowered to prescribe uniform principles, standards, and report forms to promote uniformity in the supervision of financial institutions". [2]
Download QR code; Print/export Download as PDF; Printable version; In other projects Wikidata item; Appearance. ... "About the FFIEC" Public Law 95-630, 95th Congress ...
1996 FED Commercial Bank Examination Manual [7] (Section 4090, Interest-Rate Risk, has been completely revised.) 1996 FED Bank Holding Company Supervision Manual [8] (section 2127) This had a minor update in 2010 discussing the 2010 interagency advisory on interest-rate risk management.
The Financial Institutions Regulatory and Interest Rate Control Act of 1978 established the Federal Financial Institutions Examination Council (FFIEC) with uniform principles, standards, and report forms for the other agencies. [2]
All regulated financial institutions in the United States are required to file periodic financial and other information with their respective regulators and other parties. . For banks in the U.S., one of the key reports required to be filed is the quarterly Consolidated Report of Condition and Income, generally referred to as the call report or RC rep
Logo of the United States Federal Financial Institutions Examination Council. Source: Extracted from PDF version of a FFIEC global enrollment brochure (direct PDF URL ) Author: U.S. Government: Permission (Reusing this file) Public domain from a copyright standpoint, but other legal restrictions apply.
Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam
The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature ...