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  2. What is a fiduciary duty? - AOL

    www.aol.com/finance/fiduciary-duty-200000841.html

    A financial advisor can help you with many key financial matters, such as managing investments, saving for a home, planning for retirement and tax planning. When making such critical decisions, it ...

  3. 7 Surprising Ways a Financial Advisor Can Transform ... - AOL

    www.aol.com/7-surprising-ways-financial-advisor...

    Financial advisors may seem like professionals that only wealthy people hire, but that's not truly the case. They can be especially helpful earlier in your career or life to help you set important...

  4. How Can I Improve Client Engagement with My Financial Advisor?

    www.aol.com/improve-client-engagement-financial...

    Continue reading → The post How Financial Advisors Can Improve Client Engagement appeared first on SmartAsset Blog. ... 800-290-4726 more ways to reach us. Sign in.

  5. National Association of Personal Financial Advisors - Wikipedia

    en.wikipedia.org/wiki/National_association_of...

    National Association of Personal Financial Advisors (NAPFA) is an American financial planning trade organization created in 1983 to expand the use of fee-only financial advisors by individual consumers. NAPFA established the first set of professional standards for fee-only financial advisors and has updated them to reflect changes in industry ...

  6. Investment policy statement - Wikipedia

    en.wikipedia.org/wiki/Investment_policy_statement

    An investment policy is required under virtually all investor circumstances, with the exception of individual investors. According to the US Employee Retirement Income Security Act of 1974, as amended (ERISA), for every qualified company retirement plan (e.g., 401[k], profit sharing, pension, 403[b]) there are certain fiduciary responsibilities for managing the plan assets with the care, skill ...

  7. Professional responsibility - Wikipedia

    en.wikipedia.org/wiki/Professional_responsibility

    Professional responsibility is a set of duties within the concept of professional ethics for those who exercise a unique set of knowledge and skill as professionals. [ 1 ] Professional responsibility applies to those professionals making judgments, applying their unique skills , and reaching informed decisions for, or on behalf, of others, as ...

  8. 4 New Year's Resolutions for Financial Advisors to Improve ...

    www.aol.com/4-years-resolutions-financial...

    And plenty of clients will be looking for a new approach. … Continue reading → The post 4 New Year's Resolutions for Financial Advisors to Improve Their Business appeared first on SmartAsset Blog.

  9. 5 ways a financial advisor can help you reach your ... - AOL

    www.aol.com/finance/5-ways-financial-advisor...

    5 ways a financial advisor can help you reach your goals in 2024. Do you have big plans for 2024? Breaking down those ideas into actionable steps is crucial, but doing it alone can be challenging.