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From 2013 to 2014, she served as special counsel and policy advisor to CFTC Commissioner Scott D. O'Malia. Since 2014, she has worked in several positions at Citigroup. [5] [6] In December 2021, President Joe Biden announced his intent to nominate Pham to be a commissioner of the Commodity Futures Trading Commission. [5]
On January 26, 2011, following the 2010 enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFTC made additions and amendments to the regulation of CTAs, including two new forms of data collection. The CFTC also increased disclosure requirements and amended the registration criteria. [22]
The Commodity Futures Trading Commission Act of 1974 (P.L. 93-463) created the CFTC to replace the U.S. Department of Agriculture's Commodity Exchange Authority. [ citation needed ] The Act made extensive changes to the Commodity Exchange Act (CEA) of 1936, which itself amended the original Grain Futures Act of 1922.
He is the author of California's Golden Years: When Government Worked and Why. [ 5 ] He also served as a member of the Commodity Futures Trading Commission from April 15, 1975 - April 15, 1980 and as Chairman for the commission from April 15, 1975 - November 15, 1978 [ 6 ]
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
The White House also said it plans to nominate Kristin Johnson, another Democratic CFTC Commissioner, to be the Treasury Department's assistant secretary for financial institutions, a key role ...
Commodity Futures Trading Commission Act of 1974; Long title: An Act to amend the Commodity Exchange Act to strengthen the regulation of futures trading, to bring all agricultural and other commodities traded on exchanges under regulation, and for other purposes. Enacted by: the 93rd United States Congress: Effective: October 23, 1974 ...
Swap Execution Facilities are regulated by the Securities and Exchange Commission and the Commodity Futures Trading Commission. The regulated trading of certain swaps is a result of requirements in the United States by the Dodd–Frank Wall Street Reform and Consumer Protection Act (in particular Title VII). [3]