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  2. Commodity Futures Trading Commission - Wikipedia

    en.wikipedia.org/wiki/Commodity_Futures_Trading...

    The Commodity Futures Trading Commission Act of 1974 (P.L. 93-463) created the CFTC to replace the U.S. Department of Agriculture's Commodity Exchange Authority. [ citation needed ] The Act made extensive changes to the Commodity Exchange Act (CEA) of 1936, which itself amended the original Grain Futures Act of 1922.

  3. Commodity trading advisor - Wikipedia

    en.wikipedia.org/wiki/Commodity_trading_advisor

    On January 26, 2011, following the 2010 enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFTC made additions and amendments to the regulation of CTAs, including two new forms of data collection. The CFTC also increased disclosure requirements and amended the registration criteria. [22]

  4. Caroline Pham - Wikipedia

    en.wikipedia.org/wiki/Caroline_Pham

    From 2013 to 2014, she served as special counsel and policy advisor to CFTC Commissioner Scott D. O'Malia. Since 2014, she has worked in several positions at Citigroup. [5] [6] In December 2021, President Joe Biden announced his intent to nominate Pham to be a commissioner of the Commodity Futures Trading Commission. [5]

  5. Commodity Futures Trading Commission Act of 1974 - Wikipedia

    en.wikipedia.org/wiki/Commodity_Futures_Trading...

    Commodity Futures Trading Commission Act of 1974; Long title: An Act to amend the Commodity Exchange Act to strengthen the regulation of futures trading, to bring all agricultural and other commodities traded on exchanges under regulation, and for other purposes. Enacted by: the 93rd United States Congress: Effective: October 23, 1974 ...

  6. The White House also said it plans to nominate Kristin Johnson, another Democratic CFTC Commissioner, to be the Treasury Department's assistant secretary for financial institutions, a key role ...

  7. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  8. California bill calls for certification for stonecutting ...

    www.aol.com/news/california-bill-calls...

    California has identified more than 200 silicosis cases among countertop cutters working with engineered stone, more than half of them among Los Angeles County workers.

  9. 1256 Contract - Wikipedia

    en.wikipedia.org/wiki/1256_Contract

    A 1256 Contract, as defined in section 1256 of the U.S. Internal Revenue Code, is any regulated futures contracts, foreign currency contracts, non-equity options (broad-based stock index options (including cash-settled ones), debt options, commodity futures options, and currency options), dealer equity options, and any dealer security futures contracts.