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2. Series 6 exam - Wikipedia

   en.wikipedia.org/wiki/Series_6_Exam

   In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds; Closed-end funds on the initial offering only; Unit investment trusts; Variable ...

3. List of securities examinations - Wikipedia

   en.wikipedia.org/wiki/List_of_securities...

   Series 6 – Investment Company and Variable Contracts Exam (Mutual Funds Broker/Variable Annuities) Series 7 – General Securities Representative Exam (Stockbroker) Series 11 – Assistant Representative – Order Processing

4. Series 6: Definition and Exam Information - AOL

   www.aol.com/news/series-6-definition-exam...

   Continue reading ->The post Series 6: Definition and Exam Information appeared first on SmartAsset Blog. There’s no shortage of required licensing exams for financial professionals. From the ...

5. Uniform Combined State Law Exam - Wikipedia

   en.wikipedia.org/wiki/Uniform_Combined_State_Law...

   The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).

6. A Guide to the Series 99 License and Exam - AOL

   www.aol.com/news/guide-series-99-license-exam...

   Continue reading ->The post A Guide to the Series 99 License and Exam appeared first on SmartAsset Blog. They bring clients aboard, receive and deliver funds and assets, collect payments, maintain ...

7. Uniform Securities Agent State Law Exam - Wikipedia

   en.wikipedia.org/wiki/Uniform_Securities_Agent...

   The Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination. Applicants must attain scores of 72% in order to pass. Credit is only given for correct answers. Of the 65 questions on the exam, 60 will count toward the final score.

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