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The Canadian Securities Transition Office (French: Bureau de transition canadien en valeurs mobilières) is a federal organization that was created to assist in the establishment of a Canadian securities regulation regime and a Canadian regulatory authority. [21]
Canadian Investment Regulatory Organization; L’Organisme canadien de réglementation des investissements: Abbreviation: CIRO/OCRI: Formation: 2023: Type: Organizations based in Canada: Legal status: active: Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings: Headquarters
Corruption in Canada is the use of political power for private gain by Canadian government officials.. Canada has had the distinction of being the least corrupt government in the Americas as measured by the Corruption Perceptions Index; Canada's 2023 score of 76 is the first increase (after a slow decline to 74 in 2022) since Canada's highest score of 84 in 2012, when the current version of ...
IIROC operated under Recognition Orders from the Canadian Securities Administrators [7] (CSA), which is the umbrella for Canada's provincial and territorial securities regulators. IIROC was subject to CSA oversight and regular operational reviews.
The CSA consists of the securities regulators of the 10 provincial and 3 territorial governments of Canada. [8] The CSA Chairs are the respective chairs of the securities regulators of the 10 provinces and 3 territories of Canada. [9] They meet quarterly in person. A chair and vice-chair of the CSA are elected by members for two year terms. [8]
In 2013, the Canadian Securities Administrators announced amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations that will require all registered dealers and advisers ...
The purpose of National Instrument 43-101 is to ensure that misleading, erroneous or fraudulent information relating to mineral properties is not published and promoted to investors on the stock exchanges overseen by the Canadian Securities Administrators.
During 2006 and 2007, securities fraud class actions were driven by market wide events, such as the 2006 backdating scandal and the 2007 subprime crisis. Securities fraud lawsuits remained below historical averages. [35] Some manifestations of this white collar crime have become more frequent as the Internet gives criminals greater access to prey.