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2. Form S-3 - Wikipedia

   en.wikipedia.org/wiki/Form_S-3

   Form S-3 is the most simplified securities registration form used by the U.S. Securities and Exchange Commission.It may only be used by companies that have been required to report under the Securities Exchange Act of 1934 for a minimum of twelve months and have also timely filed all required reports (including annual forms 10-K, quarterly forms 10-Q and certain current forms 8-K) under the ...

3. SEC filing - Wikipedia

   en.wikipedia.org/wiki/SEC_filing

   The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

4. U.S. Securities and Exchange Commission - Wikipedia

   en.wikipedia.org/wiki/U.S._Securities_and...

   The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street crash of 1929. [2] [3] [4] Its primary purpose is to enforce laws against market manipulation. [5] [6]: 2

5. Form S-1 - Wikipedia

   en.wikipedia.org/wiki/Form_S-1

   Every business day, S-1 forms are filed with the SEC's EDGAR filing system, the required filing format of the U.S. Securities and Exchange Commission. However many of these are of the related Form S-1/A, which is used for filing amendments to a previously filed Form S-1. The S-1 form has an OMB approval number of 3234-0065 and the online form ...

6. Shelf registration - Wikipedia

   en.wikipedia.org/wiki/Shelf_registration

   Shelf registration is a process authorized by the U.S. Securities and Exchange Commission under Rule 415 that allows a single registration document to be filed by a company that permits the issuance of multiple securities. Form S-3 issuers may use shelf registration to register securities that will be offered on an immediate, continuous or ...

7. Category:SEC filings - Wikipedia

   en.wikipedia.org/wiki/Category:SEC_filings

   Pages in category "SEC filings" The following 26 pages are in this category, out of 26 total. ... Form S-4; P. Proxy statement; R. Regulation S-K; Regulation S-X; S.

8. Electronic Data Gathering, Analysis, and Retrieval - Wikipedia

   en.wikipedia.org/wiki/Electronic_Data_Gathering...

   EDGAR (Electronic Data Gathering, Analysis, and Retrieval) is an internal database system operated by the U.S. Securities and Exchange Commission (SEC) that performs automated collection, validation, indexing, and accepted forwarding of submissions by companies and others who are required by law to file forms with the SEC. The database contains ...

9. Red herring prospectus - Wikipedia

   en.wikipedia.org/wiki/Red_herring_prospectus

   The Preliminary (or Red Herring) Prospectus is distributed during the quiet period, before the registration statement has become effective with the Securities and Exchange Commission (SEC). Upon the registration becoming effective, a "Final Prospectus" is prepared and distributed which includes the final public offering price and the number of ...