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The Uniform Combined State Law Examination also called the Series 66 exam is designed to qualify candidates as both securities agents and investment adviser representatives in the United States. It was developed by North American Securities Administrators Association (NASAA) and operated by the Financial Industry Regulatory Authority (FINRA).
Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...
Over the next few years, Kaplan made a series of strategic acquisitions. In early 2000, Kaplan acquired Schweser, a highly profitable organization in La Crosse, Wisconsin focused on training for the Chartered Financial Analyst designation, from Dr. Carl Schweser and Dr. Andy Temte. Schweser was the global leader in CFA exam preparation.
One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade. To pass the Series 65 Exam, candidates must correctly answer at least 92 of the 130 scored questions.
Cardinals lose season series against Seahawks, now in significant hole In the span of three weeks, the Cardinals (6-7) lost twice to the Seahawks, putting their path to the playoffs in precarious ...
A week after the St. Louis Cardinals announced their intention to trade Nolan Arenado, the All-Star third baseman invoked his no-trade clause to veto a potential deal with the Houston Astros ...
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