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The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .
The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...
A Notice of Proposed Rulemaking (or "NPRM") typically requests public comment on a proposed rule and provides notice of any public meetings where a proposed rule will be discussed. The public comments are considered by the issuing government agency , and the text of a final rule along with a discussion of the comments is published in the ...
Created by Section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C. § 78d and commonly referred to as the Exchange Act or the 1934 Act), SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, among ...
A police dog has been injured in an incident that saw armed officers track a van suspected of carrying weapons. West Midlands Police said the van was spotted by officers on Saturday morning using ...
List of statutory rules and orders of the United Kingdom is an incomplete list of statutory rules and orders of the United Kingdom. Statutory rules and orders were the predecessor of statutory instruments and they formed the secondary legislation of England , Scotland and Wales prior to 1948 and the coming into force of the Statutory ...
The Impoundment Control Act of 1974, in Trump’s telling, is “not a very good act; this disaster of a law is clearly unconstitutional, a blatant violation of the separation of powers.”
Ye, the rapper formerly known as Kanye West, is being accused of sexual assault in a lawsuit that alleges he strangled a model on a music video set in 2010 and shoved his fingers in her mouth in ...