enow.com Web Search

Search results

  1. Results from the WOW.Com Content Network
  2. Securities and Exchange Commission (Philippines) - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    Investment Company Act (RA No. 2629), as amended, and its Implementing Rules and Regulations (IRR) Investment Houses Law (PD No. 129) Civil Code of the Philippines (RA No. 386, Title IX - Partnership) Retail Trade Liberalization Act of 2000 (RA No. 8762) Foreign Investments Act of 1991 (RA No. 7402), as amended

  3. Anti–Money Laundering Council - Wikipedia

    en.wikipedia.org/wiki/Anti–Money_Laundering...

    The Anti–Money Laundering Council (AMLC) is the agency of the Government of the Philippines that is tasked to implement the provisions of Republic Act No. 9160, also known as the Anti–Money Laundering Act of 2001 (AMLA), as amended, and Republic Act No. 10168, also known as the “Terrorism Financing Prevention and Suppression Act of 2012” (TFPSA).

  4. Professional Regulation Commission - Wikipedia

    en.wikipedia.org/wiki/Professional_Regulation...

    Chamber of Customs Brokers (CCB) Philippine Association of Community Development (PACD) Social Sciences. Philippine Association of Social Workers, Inc. (PASWI) Philippine Guidance Counseling Association, Inc. (PGCA) Professional Criminologist Association of the Philippines (PCAP) Psychological Association of the Philippines (PAP)

  5. Make sure your investment broker is registered - AOL

    www.aol.com/news/2008-04-17-make-sure-your...

    The Securities and Exchange commission has rules in place which require investment brokers to be registered with them. This is for the protection of you, the consumer. It is just one way that the ...

  6. List of Philippine laws - Wikipedia

    en.wikipedia.org/wiki/List_of_Philippine_laws

    Philippine Agricultural and Biosystems Engineering Act of 2016 2016-07-21: 10916: Road Speed Limiter Act of 2016 2016-07-21: 10917: Amending RA 9547 amendments to the Special Program for Employment of Students Actor RA 7323 2016-07-21: 10918: Philippine Pharmacy Act: Repealing the Pharmacy Act or RA 5921 2016-07-21: 10919

  7. 7 best investment platforms for Dec. 2024: Low-cost options ...

    www.aol.com/finance/best-investment-platforms...

    SoFi was founded in 2011 as a student loan refinancing company. In 2019, SoFi — , short for Social Finance — expanded into investment services, offering a user-friendly platform to new investors.

  8. Securities Investor Protection Corporation - Wikipedia

    en.wikipedia.org/wiki/Securities_Investor...

    In order to state a claim, the investor is required to show that their economic loss arose because of the insolvency of their broker-dealer and not because of fraud, [13] misrepresentation, [14] or bad investment decisions. In certain circumstances, securities or cash may not exist in full based upon a customer's statement.

  9. Philippine Dealing Exchange - Wikipedia

    en.wikipedia.org/wiki/Philippine_Dealing_Exchange

    The Philippine Dealing & Exchange Corp. (PDEx) is a dealing exchange for major banks in the Philippines. The primary exchange of the country for all sectors is the Philippine Stock Exchange . PDEx is licensed by the Securities and Exchange Commission (SEC) as an Exchange under the provisions of the Securities Regulation Code (SRC).

  1. Related searches investment broker requirements philippines law enforcement council registration

    philippine money laundering mandatephilippine money laundering policy