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Such a dual role allows the Commission a comprehensive view of the business and investment landscape, and for a more coordinated and enabling regulatory environment. Aside from enforcing the country’s corporation and securities laws, the SEC acts either as a lead or as a support agency in administering and enforcing the following related laws:
Qatar Financial Centre Regulatory Authority (QFCRA) United Arab Emirates: Abu Dhabi Global Market: Financial Services Regulatory Authority (FSRA) United Arab Emirates: Dubai International Financial Center: Dubai Financial Services Authority (DFSA)
Pages in category "Financial regulatory authorities" ... List of financial regulatory authorities by jurisdiction; A. ... (Philippines) Financial Supervision ...
Financial regulation is a broad set of policies that apply to the financial sector in most jurisdictions, justified by two main features of finance: systemic risk, which implies that the failure of financial firms involves public interest considerations; and information asymmetry, which justifies curbs on freedom of contract in selected areas of financial services, particularly those that ...
Members are typically primary securities and/or futures regulators in a national jurisdiction or the main financial regulator from each country. Its mandate is to: [3] Develop, implement, and promote high standards of regulation to enhance investor protection and reduce systemic risk
Financial regulatory authorities include those in charge of bank supervision; of securities regulation, often referred to as securities commissions; of anti-money laundering supervision of financial firms; and of consumer protection in financial services, and more generally of enforcing "conduct-of-business" requirements, not to mention ...
As banking regulation focusing on key factors in the financial markets, it forms one of the three components of financial law, the other two being case law and self-regulating market practices. [5] Compliance with bank regulation is ensured by bank supervision.
Download as PDF; Printable version; In other projects Wikidata item; Appearance. move to sidebar hide. Help ... Financial regulation in the United States (8 C, 33 P)