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  2. General Securities Principal Exam - Wikipedia

    en.wikipedia.org/wiki/General_Securities...

    The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also approve advertising and sales literature ...

  3. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    The Series 7 is a three-hour, forty-five-minute exam. [1] It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. [9] Average study time is between 80 and 150 hours depending on current financial knowledge. [10]

  4. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 5 – Interest Rate Options Exams; Series 6 – Investment ... (Upgrade from Series 9 and 10) Series 24 – General ... Attribution-ShareAlike 4.0 License; ...

  5. Why the pass rate for Level I of the CFA exam just exceeded ...

    www.aol.com/finance/why-pass-rate-level-cfa...

    First-time testers scored a pass rate of 52% on Level I. Those who sat for the exam after having deferred it at least once passed at 28%. The CFA exam, in total, comprises three parts, often ...

  6. The Series 9/10 Exam and License - AOL

    www.aol.com/news/series-9-10-exam-license...

    Continue reading ->The post The Series 9/10 Exam and License appeared first on SmartAsset Blog. ... 24/7 Help. For premium support please call: 800-290-4726 more ways to reach us.

  7. Series 6 exam - Wikipedia

    en.wikipedia.org/wiki/Series_6_Exam

    In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products:

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  9. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    Each Series 65, Uniform Investment Adviser Law Examination, contains a total of 140 questions. One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade.

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